SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
(Name of Issuer)
Class A Common Stock, $0.0001 par value
(Title of Class of Securities)
March 19, 2019
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
☐ Rule 13d-1(b)
☐ Rule 13d-1(c)
☒ Rule 13d-1(d)
The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 77543R102
Names of Reporting Persons.
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) ☐ (b) ☐
SEC Use Only
Citizenship or Place of Organization
Owned by Each
Sole Voting Power
Shared Voting Power
Sole Dispositive Power
Shared Dispositive Power
Aggregate Amount Beneficially Owned by Each Reporting Person
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
Percent of Class Represented by Amount in Row (9)
7.2 (See Item 4 below)
Type of Reporting Person (See Instructions)
This Amendment No. 1 amends, in its entirety, the statement on Schedule 13G originally filed on December 7, 2018 by Twenty-First Century Fox, Inc. (21CF), the former parent of Fox Corporation (the Reporting Person). On March 1, 2019, 21CF contributed the shares of Class B common stock of Roku, Inc. (the Issuer) described herein to its wholly owned subsidiary, Fox Corporation, the Reporting Person. Promptly after the transfer of the Issuers shares to the Reporting Person, on March 19, 2019, 21CF distributed all of the outstanding shares of the Reporting Persons common stock to 21CF stockholders (other than stockholders that were subsidiaries of 21CF), resulting in the Reporting Person becoming the sole beneficial owner of the shares being reported herein.
Name of Issuer:
Address of Issuers Principal Executive Offices
150 Winchester Circle, Los Gatos, California 95032.
Name of Person Filing:
This Schedule 13G is filed by Fox Corporation.
Address or Principal Business Office or, if None, Residence:
The address of the principal business office of the Reporting Person is 1211 Avenue of the Americas, New York, New York 10036.
The Reporting Person is a Delaware corporation.
Title of Class of Securities
Class A Common Stock, $0.0001 par value
|Item 3.|| |
If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
Item 4. Ownership.
Amount beneficially owned: 6,022,258
Percent of class:7.2%
Number of shares as to which the person has:
Sole power to vote or to direct the vote: 6,022,258
Shared power to vote or to direct the vote: -0-
Sole power to dispose or to direct the disposition of: 6,022,258
Shared power to dispose or to direct the disposition of: -0-
The shares of Class A common stock of the Issuer reported as being beneficially owned by the Reporting Person are included in this Schedule 13G because the Reporting Person is deemed to beneficially own such shares as a result of ownership of 6,022,258 shares of Class B common stock of the Issuer, which shares are convertible into shares of Class A common stock at the election of the holder at an exchange rate of 1:1. The percentage of class is calculated based on 78,138,197 shares of the Issuers Class A common stock outstanding as of January 31, 2019 as reported in the Issuers annual report on Form 10-K for the year ended December 31, 2019, plus the 6,022,258 shares of Class A common stock into which the shares of Class B common stock owned by the Reporting Person are convertible.
|Item 5.|| |
Ownership of Five Percent or Less of a Class
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ☐.
|Item 6.|| |
Ownership of More than Five Percent on Behalf of Another Person.
|Item 7.|| |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company
|Item 8.|| |
Identification and Classification of Members of the Group
|Item 9.|| |
Notice of Dissolution of Group
|Item 10.|| |
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: March 19, 2019
|By:||/s/ Steven Tomsic|
|Title:||Chief Financial Officer|